Global Gold Register

*為確保您的開戶申請及時順利通過，請填寫正確資料。

個人資料

*姓氏:

*名:

*英文姓名
(護照姓名):

*性別 :

*身分證號碼:

僅限填寫身分證號碼

*出生日期:

*婚姻狀態:

*國籍:

聯絡資料

*居住國家:

*郵政編碼:

*居住城市:

*居住地址:
(需與居住證明相符)

電話:

行動電話:

*電子信箱:

附加信息:

*授權給[直屬代理商]管理我的帳戶

同意授權帳戶密碼不同意

*授權給[直屬代理商]管理利息

同意不同意

使用者資料設置

*帳戶入金幣別:

理財顧問資料

請輸入代理商代碼:

若不知[代理商代碼]可詢問您的理財顧問

申請附件(上傳文件)

*選擇護照或身份証:

*護照:

*正面身份證:

*反面身份證:

*居住證明 :

條款閱讀同意

本人認為Global Gold提供之產品(如適用)是適合本人的。

●本人謹此聲明在此電子表格的"客戶資料"所提供的資訊為真實且正確。

●本人進一步聲明有任何的重大變化以書面通知Global Gold。

●當按下"提交"時，本人完全同意上述各項條件和條約的約束。

●除非得到Global Gold同意，本交易條款的任何修改均屬無效。

●客戶對於條款有任何修改或刪除，對Global Gold均不具有約束力。

●上述的各條款約束了交易人與Global Gold的關係。

客戶投資風險評估

This Investor Suitability Assessment Form ("Assessment Form") is designed to understand your/the client’s financial situation, investment experience, investment objectives, risk appetite and risk tolerance level, etc. helping you/the client to identify whether an investment product would be suitable for you/the client. In case of joint account or corporate account where there are more than one investment decision maker, every account holder/ investment decision maker should be completing one separate Assessment Form.
此客戶投資風險評估表("評估表")旨在瞭解您/客戶的投資目標、風險偏好和風險承受能力水準，
説明您/客戶確定適合您/客戶的投資選擇。如果是聯名帳戶或機構帳戶(包括公司帳戶)，投資決策者應填寫此評估表。
當您/客戶有多個決策者時，每個決策者應分别填寫此評估表的副本，並且以最保守的評估表為准。

The information that you/the client provided will form the basis of our assessment. It is important for you/the client to provide valid, true, accurate, up-to-date and complete information to make reasonable suitability assessment according to your/the client’s financial situation & needs, investment experience, investment objectives & horizon, liquidity risk appetite and risk tolerance level. Failure in doing so would affect the result of the suitability assessment.
您/客戶所提供的資訊將成為我們評估的基礎。請務必提供有效、真實、準確、最新和完整的資訊，
以便根據您/客戶的財務狀況、投資需求和目標做出合理的產品合適性評估。如果不這樣做，將影響適宜性評估的結果。

If you/the client are/is aged 65 or above or have an education level of Primary 6 or below, or have an investable assets of US$100,000 or below, you/the client are/is strongly advised to visit our office and be accompanied by a family member, a close relative or a friend (each hereinafter called a “Companion/Witness”) to complete this form. If you/the client complete this Assessment Form on your own/self and return this Assessment Form to us, we will deem that you/the client DO NOT require to be accompanied by any Companion for completing this Assessment Form.
如果您/客戶年滿 65 歲,或具有小學 6 年級或以下的學歷,或擁有10萬美元或以下的可投資資產，
建議您/客戶到本公司的總部，在家庭成員、近親或朋友(統稱為"見證人”/"伴侶”) 的陪同下完成此評估表。
如果您/客戶親自填寫並返回此評估表，我們將視為您/客戶不需要任何見證人/伴侶陪同下進行此評估表。

Please answer the following questions by reference to your/the client's general attitude to wards making investments, and NOT by reference to your/the client's attitude towards investing in any particular investment product.
請參考您/客戶對投資的一般態度回答以下問題，而不是參考您/客戶對投資任何特定投資產品的態度。

When answering questions about your/the client's financial or investment information, such as the amount of investable assets, or transactions of securities, please refer to ALL your/the client's holdings and transactions in GLOBAL as well as those in other banks, securities firms and financial institutions, and not solely those in GLOBAL.
在回答有關您/客戶的金融或投資資訊 (如可投資資產金額或證券交易) 的問題時，請參考您/客戶在GLOBAL的所有持股和交易，以及包括在其他銀行、證券公司和金融機構，而不僅僅只在GLOBAL所持有

If there is any change in circumstances which may affect your/the client’s answers to the questions herein (including but not limited to investment objectives, investment horizon, liquidity needs, financial situation, financial needs, risk appetite, risk tolerance level materially, etc.) , you/the client should contact your/the client’s designated account executive or our investment service licensed officer to re-conduct assessment herein.
如果情況發生任何變化，可能會影響您/客戶對此處問題的回答（包括但不限於投資目標，投資期限，流動性需求，財務狀況，財務需求，風險偏好，風險承受水平等），您/客戶應聯繫您/客戶指定的客戶經理或我們的投資服務人員，以便在此重新進行評估。
Should there are any inconsistencies between the English version and the Chinese version of this Assessment Form, the English version shall prevail.
如果此評估表的英文版與中文版有任何不一致之處，則以英文版本為準。

PART I – PERSONAL CIRCUMSTANCES(including financial needs & situation analysis, investment objective & horizon, investment knowledge and experience, risk tolerance, etc.)
第一部份 - 個人資料（包括財務需求和情況分析，投資目標和視野，投資知識和經驗，風險承受能力等。）

Full Name (printed on passport) :
中文全名（印在護照上）

Passport Number:
護照號碼

Able to read and understand 能夠閱讀和理解：
English 英語
Chinese 中文
Both英語和中文

Expected Source of Fund 預期資金來源：
Salary Income of client客戶工資收入
Income from business of client 客戶業務收入
Investment Income投資收益
Inheritance遺產繼承
Others(Please specify)其他:

Pick one of the following that best describes your current and future earning sources
選擇以下最適當描述您當前和未來收入來源的狀況：
I expect my/our earnings to decrease (due to retirement, economy, etc)
我預料收入將減少（因為退休，經濟狀況等）
I expect my/our earnings to remain stagnant (increment does not keep in pace with inflation, or minimal increment)
我預料收入將停滯不前（增薪跟不上通脹或小幅度增薪）
I expect my/our earnings to increase in pace with inflation
我預料收入將與通脹同步增長
I expect my/our earnings increase to outpace inflation
我預料收入將增長超越通脹

What is/are the purpose of your investments? (you may choose more than one)
您的投資目的是什麼？（您可以選擇多個）
To get life protection確保生活保障
To beat inflation克服通脹
To generate steady income創造穩定的收入
To meet personal goals such as wedding, vacation, etc. 實現個人目標，如婚禮，度假旅遊等
For children’s education兒女的教育基金
For home purchase家具物品消費
For retirement退休基金

Education 教育程度：
Primary or below 小學或以下
Secondary 中學
Post-secondary 大專
University 大學
Master or above碩士或以上

What is the net asset value (NAV) of your investable assets (It equals the sum of your investment portfolio and cash [excluding the value of properties] net of personal loans and credit card balances)?
您的可投資資產的淨資產價值(NAV) 是多少(它等於您的投資組合和現金[ 不包括房產價值] 扣除個人貸款和信用卡餘額的總和)？
Below US $10,000. 10,000 美元以下
US$10,001to US$50,000. 10,001 美元至50,000 美元
US$50,001toUS$1,00,000. 50,001 美元至1,00,000 美元
US $100,001 to US $500,000. 100,001 美元至 500,000 美元
Over US $500,001 or above. 500,001 美元或以上

Average annual income 年均收入：
Below US$10,000 . 10,000 美元以下
US$10,001 to US$20,000. 10,001 美元至 20,000美元
US$20,001 to US$50,000. 20,001 美元至 50,000 美元
US$50,001 to US$100,000. 50,000 美元至100,000 美元
Over US$100,001 or above. 100,001 美元或以上

What is your planned investment amount over your total net assets? 您所計劃投資的金額佔您的資產淨值總額比例為多少？
Below 10% . 少於10%
10% to<40%. 10%至<40%
40% to<70%. 40%至<70%
70% to<100%. 70%至<100%
100% . 100%

INVESTMENT OBJECTIVE AND EXPERIENCE 投資目標和經驗

What is your general investment goal? 您的投資目標是什麼？
Capital preservation other than bank deposits 作為銀行存款以外的保本工具
Slightly higher return than time deposits while keeping risk exposure to minimal. 尋求較定期存款略高的回報，同時將風險維持在最低水平
Stable return with balanced risk 尋求平穩回報，並同時平衡風險水平
Long term capital appreciation by taking higher level of risk 旨在實現長期資本增值，並能夠承擔較高風險
Derive significant return by taking high risk 希望取得豐厚回報，並能夠承擔高風險

How many year(s) of investment experience do you have? 您擁有多少年的投資經驗？
NIL無
Below 1 year. 少於 1 年
1 year to <2 years. 1 年至 <2 年
2 years to <5 years . 2 年至 <5 年
5 years or above. 5 年或以上

What is the level of fluctuation would you be comfortable with in general? 您能承受的波幅為多少？
<±5%
<±10%
<±20%
<±30%
±30% or more. ±30% 或以上

How would you react if your invested securities lost over 20% of the total value within a short period of time?
如果您投資的證券在短期內虧損 20%，您會如何應對？
Sell all securities 沽出所有證券
Sell some securities沽出部份證券
Do nothing不採取任何行動
Buy some securities買入部份證券
Buy more securities 趁低增持證券

Do you have any general knowledge of derivative products? 您對衍生產品有一般的了解嗎？
YES, I have general knowledge of derivatives. PLEASE GO TO PART II 有的，我對衍生產品有一般的了解。請填寫第二部份
NO, I do not have any general knowledge about the risks and nature of derivative products. PLEASE GO TO CLIENTACKNOWLEDGEMENT 沒有，我對衍生產品的風險和性質一無所知。請跳至下部分 - 客戶確認

Client Acknowledgement 客戶確認
I understand, acknowledge and agree that:
This Assessment Form is designed for me/the client to understand my/the client’s financial situation, investment experience, investment objectives, risk appetite and risk tolerance level. I declare that I have read and understood the questions on this Assessment Form.I here by confirm that all the answers to the questions in this Assessment Form were provided by me and are true, accurate, correct, complete and
up-to-date to the best of my/the client's knowledge. I here by further acknowledge, confirm and agree if there are any discrepancies between the risk profile generated by the objective assessment per results from this Assessment Form and Self-Declared Risk Tolerance filled in by me in the Account Opening Documents 2(d) and Customer Due Diligence Regular Review Form(part 1). shall rely on the more conservative result between the assessment result and self-declared risk tolerance. I have read and filled in the Assessment Form and understand the risk tolerance level that I/the client belong to and consent to the results of the assigned risk profile being documented by. If there is any change in circumstances which may affect my/the client’s answers to the questions herein (including but not limited to investment objectives, investment horizon, liquidity needs, financial situation, financial needs, risk appetite, risk tolerance level materially, etc.), I should contact my/the client’s designated account executive or my/the client's investment service licensed officer to re-conduct assessment herein. 本人了解，確認及同意：
本客戶投資風險評估表（“評估表”）的設計和實施旨在幫助GLOBAL 的潛在和現有客戶了解其投資目標以及他們的風險偏好和風險承受能力。我聲明我已閱讀並理解本評估表。
我在此確認本評估表中所有問題的答案均由我提供，並且我的知識是真實，準確和完整的。
我已閱讀並填寫評估表並了解，我所屬的風險承受水平，並同意GLOBAL記錄的指定投資概況的結果。
如果情況發生任何變化，可能會影響我對此處問題的回答（包括但不限於投資目標，投資期限，流動性需求，財務狀況，財務需求，風險偏好，風險承受水平等），我應聯繫我指定的客戶經理或我的投資服務人員，以便在此重新進行評估。